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The same extensive capability of Practice Builder that allows for your easy edit of the resource library of letters and articles is also the reason that we cannot provide compliance approval for documents you may use.

However, we believe all of the documents in the Practice Builder library are consistent with FINRA and insurance compliance guidelines. Many have received approval upon submission by thousands of other users across the country. Whenever Financial Planning Consultants, Inc. has been advised of suggested changes for compliance purposes those changes have been implemented for all users.

Ultimately, you are responsible for conforming to the processes and standards required by your compliance department. The permanent audit trail of every correspondence and appointment that Practice Builder maintains for each of your contacts further enhances your protection and moves your compliance standards to even higher levels.

 

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